On Demand Webinars

On Demand Webinar: Winding Down: How to optimise your approach

Hear from an expert panel as they address how to create an effective wind-down plan that will help firms assess if they'd be able to cease regulated activities in an orderly manner and with minimal adverse impact.

Hear from an expert panel as they address how to create an effective wind-down plan that will help firms assess if they'd be able to cease regulated activities in an orderly manner and with minimal adverse impact.

An effective wind-down plan can help a firm assess if it would have adequate resources to wind down in an orderly manner, cease its regulated activities and achieve cancellation of its permission with minimal adverse impact on its clients, counterparties or the wider markets. 

Yet, often it is a conversation that executives don’t want to have, which can garner scrutiny from regulatory supervisors and have more adverse effects if a firm does have to wind down. Being forewarned is being forearmed, which is why we’ve put together an expert panel who share their valuable professional opinions on:

  • What makes an effective wind-down plan?
  • How often should you update this living, breathing document?
  • What is the UK FCA’s approach to this?
  • How will the EU’s approach to wind down planning change with the incoming Payment Services Regulation? How can you navigate both markets?

Speakers

  • Moderator: Jimmie Franklin
  • Martin Dowdall, Senior Managing Associate, Sidley Austin LLP
  • Robert Spence, Director, Interpath Advisory
  • John Gidla, Head of Payments Compliance, Vixio

“Vixio GamblingCompliance is an important string to our bow in helping us to be as effective as possible in supporting our partners. The understanding that the team at Vixio have of global gambling regulation is tough to match in their field, and their ability to effectively communicate this knowledge is a big help for our team as we continue to expand globally. Regulatory and compliance teams of any size or experience can benefit from the expertise Vixio brings to the table, and they have helped us to stay abreast of developments and maintain the high standards we have set for compliance and integrity.”

Tommaso Di Chio

SVP Regulatory Affairs
and Compliance at Kambi

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